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Major enforcement Actions

Yuanta Commercial Bank Co., Ltd fined

When engaging in information operations, a deficiency led to some of the Bank’s recorded information lost. The Bank was in violation of Paragraph 1 of Article 45-1 of the Banking Act due to failing to implement its internal control system properly. The FSC thus imposed a fine of NT$2million under Subparagraph 7 of Article 129 of the Act at the time of the conduct occurred.

Visitor: 3267   Update: 2019-10-17
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